Federal Financial Institutions Examination Council (FFIEC) Certification

Aligned with the FFIEC examiner audit protocol to help financial institutions to safeguard customers’ and members’ personal financial information

End to End managed FFIEC Compliance and Certification

Meeting FFIEC compliance requires a financial organization to conform to a set of technology standards for online banking issued by the FFIEC. Enterprises that need to meet these compliance guidelines must conduct regular comprehensive assessments of their internal environments. The E Secure 360 FFIEC Assessment services provide a comprehensive review and analysis of all the major information technology areas, identify gaps and provide you with detailed recommendations to effectively close those gaps and ultimately protect customer information.

E Secure 360 follows Service Organization Controls (SOC) reporting standards and provides a SOC 2 report of FFIEC Compliance on the security controls aligned with FFIEC guidelines.

E Secure 360’s approach

Our FFIEC Certification methodology provides financial institutions with a framework that helps them measure their inherent risk profile and their information security maturity. Our FFIEC assessment and certification measures a financial institution’s inherent risk profile using the following five categories:

  • Online/Mobile products and technology services

  • Cyber risk management and oversight

  • Threat intelligence and collaboration

  • Cyber incident management and resilience

  • Customer Awareness and Education

How can we help?

Through our deep understanding of FFIEC audit protocol, we perform assessment and certification of your information technology operations in three phases.

Assessment of the Current Situation

Complying with the stipulated guidelines published by the FFIEC requires a methodical approach. Our specialized practitioners assess current organization environment and help meet compliance.

Implement Remediation Actions

We provide professional personnel for standard implementation, development of your documentation system and information security policy, Risk analysis and preparation of a Statement of Applicability confirming the compliance of security controls.

Audit and Attestation

We facilitate the process of gaining SOC 2 attestation on FFIEC Compliance. The SOC 2 report and attestation enables you to prove to external parties that your organization complies with FFIEC requirements.

Why choose E Secure 360

We have extensive knowledge and experience in performing FFIEC advisory work and certification audits. The key credentials that distinguish us as the clear choice for this work are detailed below:

  • We have the experience of certifying numerous financial organizations

  • Our team has extensive experience in providing advice and assurance over IT and security controls

  • All deliverables go through our rigorous internal quality assurance review process

  • We are able to deliver FFIEC SOC 2 attestaions in multiple jurisdictions, using local resource where appropriate

Get Started

Get in touch with us.
We’re here to help.

Learn more about how our specialists can tailor a security program to fit the needs of your organization.